Career @ Asset Management Company
Our Company, Asset Management Company, we are a reputable and fast growing wealth management firm that provides exceptional, objective advice and customized portfolio solutions to a select group of clients while adding value to our client's portfolio and ensuring the continued preservation of their wealth.
We are seeking the services of a diligent, goal-oriented and suitably qualified candidate for the position below:
Our Company, Asset Management Company, we are a reputable and fast growing wealth management firm that provides exceptional, objective advice and customized portfolio solutions to a select group of clients while adding value to our client's portfolio and ensuring the continued preservation of their wealth.
We are seeking the services of a diligent, goal-oriented and suitably qualified candidate for the position below:
Job Title: Compliance Officer
Location: Lagos
Duties and Responsibilities
Location: Lagos
Duties and Responsibilities
The role of the compliance officer will be to provide in-house compliance service to effectively support the capital markets arm as well as other business areas and ensure that the organization has systems of internal control that adequately measure and manage the risks that it faces.
Duties
Some of the duties will be:
To provide compliance support primarily to the Capital Markets arm of the business
To work with the rest of the compliance team to ensure coordination and strategic implementation of compliance best practices for the respective departments
To implement appropriate compliance infrastructure and controls
Perform risk assessments and provide efficient and practical advice to the capital markets team and business as a whole
To provide compliance support for transactions and ensure transactions are conducted in a compliant manner
Pro-active risk identification of regulatory changes or business developments
Regulatory risk management
Provide advice on new product and new business structures
Supervision of training requirements, monitoring, marketing activities and licensing
Qualifications and Skills
A first Degree in a relevant field
A minimum of 5 years post-qualification experience in Capital Markets, Corporate Finance and/or Research
Excellent regulatory management and relationship skills
Up-to-date knowledge of rules and regulations on capital markets, corporate finance and research
Excellent communication skills
Strong analytical and organizational skills
Leadership skills and management ability
Must be of good character and integrity
Application Closing Date
27th May, 2015.
How to Apply
27th May, 2015.
How to Apply
Interested and qualified candidates should forward their application to: hr@clgsecurities.com
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